Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED
FRN 171748
- SMF9 Chair of the Governing Body (since 2 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (11 Mar 2024 to 2 Jul 2024)
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Nedgroup Investments (UK) Limited
FRN 208551
- Director of firm who is not a certification employee or a SMF manager (since 9 Feb 2021)
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- SMF9 Chair of the Governing Body (13 Oct 2023 to 30 May 2025)
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- [FCA CF] Material risk taker (26 Nov 2020 to 30 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
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- [FCA CF] Manager of certification employee (1 Apr 2020 to 30 Apr 2021)
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- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (29 Jun 2016 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (20 May 2019 to 30 Apr 2021)
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- CF1 Director (4 Mar 2014 to 25 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.