Sergio Ronga

• Stifel Nicolaus Europe Limited

  FRN 190412

  • [FCA CF] Client dealing (since 31 Jan 2024)
  • [FCA CF] Manager of certification employee (since 31 Jan 2024)
• Daiwa International Capital Partners Limited (no longer approved here)

  FRN 944062

  • SMF3 Executive Director (14 Sep 2021 to 20 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2021 to 20 Feb 2023)
• Langham Hall Fund Management LLP (no longer approved here)

  FRN 746018

  • CF1 Director (AR) (25 May 2021 to 14 Sep 2021)
  • CF30 Customer (25 May 2021 to 14 Sep 2021)
• Daiwa International Capital Partners Limited (no longer approved here)

  FRN 950086

  • Employed By (25 May 2021 to 14 Sep 2021)
• Daiwa Corporate Advisory Limited (no longer approved here)

  FRN 175853

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • CF1 Director (4 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Macquarie Bank Ltd (no longer approved here)

  FRN 170934

  • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • CF23 Corporate Finance Adviser (27 Oct 2006 to 31 Oct 2007)
• Macquarie Capital (Europe) Limited (no longer approved here)

  FRN 193905

  • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
  • CF23 Corporate Finance Adviser (27 Oct 2006 to 31 Oct 2007)
• Deutsche Bank AG (no longer approved here)

  FRN 150018

  • CF21 Investment Adviser (21 Jun 2005 to 6 Mar 2006)

No changes recorded yet.