Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fidera Limited
FRN 832940
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 May 2024)
- SMF16 Compliance Oversight (since 31 May 2024)
- SMF3 Executive Director (since 14 Dec 2022)
- [FCA CF] Significant management (since 22 Mar 2021)
- SMF16 Compliance Oversight (14 Feb 2020 to 5 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2020 to 5 Jan 2023)
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Fidera Vecta Limited
FRN 952422
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 May 2024)
- SMF16 Compliance Oversight (since 31 May 2024)
- SMF3 Executive Director (since 1 Dec 2022)
- [FCA CF] Significant management (since 30 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.