Date authorised
1 December 2021
Companies House
13347193
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25-28 Old Burlington Street
    3rd Floor
    London
    W1S 3AN
    UNITED KINGDOM
    Phone
    +4402038145200
  • Complaints Contact

    25-28 Old Burlington Street
    3rd Floor
    London
    W1S 3AN
    UNITED KINGDOM
    Phone
    +4402038145200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akbar Rafiq

    IRN AXR01798

    • [FCA CF] Material risk taker (since 24 Oct 2022)
    • [FCA CF] Client dealing (since 30 Sep 2022)
    • SMF1 Chief Executive (since 1 Dec 2021)
    • SMF3 Executive Director (since 1 Dec 2021)
  • Alastair Patrick Hamilton Hay

    IRN APH01086

    • [FCA CF] Client dealing (since 30 Sep 2022)
  • Albert Kai-Chung Ho

    IRN AKH01022

    • [FCA CF] Client dealing (since 30 Sep 2022)
    • SMF3 Executive Director (since 1 Dec 2021)
  • Beatriz Kanitz Meldrum

    IRN BKM01022

    • SMF3 Executive Director (1 Dec 2021 to 22 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2021 to 22 Feb 2024)
    • SMF16 Compliance Oversight (1 Dec 2021 to 22 Feb 2024)
  • Benjamin Vogt

    IRN BXV00037

    • [FCA CF] Client dealing (since 1 Jan 2022)
  • Conor Claxton

    IRN CXC01908

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Diego Arroyo Ornelas

    IRN DXA01529

    • [FCA CF] Client dealing (14 Dec 2021 to 1 Feb 2023)
  • Dominik Dariusz Nagly

    IRN DDN00011

    • [FCA CF] Client dealing (since 30 Sep 2022)
  • Duncan Andrew Robertson

    IRN DAR01183

    • [FCA CF] Client dealing (since 26 Apr 2022)
  • Edwin Bruce Thatcher

    IRN EBT01006

    • [FCA CF] Client dealing (since 14 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.