Fidera Limited

• Principal Place of Business

  Fidera Ltd

  25-28

  Old Burlington Street

  London

  Westminster

  W1S 3AN

  UNITED KINGDOM

  Phone

  +4402038145200

  Web

  https://www.fidera.eu

• Complaints Contact

  25-28 Old Burlington Street

  London

  W1S 3AN

  UNITED KINGDOM

  Phone

  +4402038145200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akbar Rafiq

  IRN AXR01798

  • [FCA CF] Client dealing (30 Sep 2022 to 29 Jan 2024)
• Alastair Patrick Hamilton Hay

  IRN APH01086

  • [FCA CF] Client dealing (since 26 Apr 2022)
• Albert Kai-Chung Ho

  IRN AKH01022

  • [FCA CF] Client dealing (30 Sep 2022 to 22 Jan 2025)
• Ashwini Gulati

  IRN AXG02282

  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2020)
  • CF11 Money Laundering Reporting (26 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Jul 2019 to 8 Dec 2019)
  • CF28 Systems and controls (26 Jul 2019 to 8 Dec 2019)
• Beatriz Kanitz Meldrum

  IRN BKM01022

  • SMF16 Compliance Oversight (5 Jan 2023 to 22 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jan 2023 to 22 Feb 2024)
• Benjamin Vogt

  IRN BXV00037

  • [FCA CF] Client dealing (since 30 Sep 2022)
• Conor Claxton

  IRN CXC01908

  • [FCA CF] Client dealing (since 3 Feb 2025)
• Diego Arroyo Ornelas

  IRN DXA01529

  • [FCA CF] Client dealing (30 Sep 2022 to 1 Feb 2023)
• Dominik Dariusz Nagly

  IRN DDN00011

  • [FCA CF] Client dealing (since 22 Mar 2021)
  • SMF3 Executive Director (since 7 Mar 2020)
  • CF29 Significant management (26 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
• Duncan Andrew Robertson

  IRN DAR01183

  • [FCA CF] Manager of certification employee (since 30 Jan 2025)
  • [FCA CF] Client dealing (since 22 Mar 2021)

No changes recorded yet.