Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2022)
  • Invicta Financial Planning LLP (no longer approved here)

    FRN 574907

    • (7)Employed By (22 Feb 2017 to 11 Oct 2017)
  • INVICTA FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 587095

    • CF30 Customer (22 Feb 2017 to 11 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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