Sean Michael Banks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • Herbert Scott Ltd (no longer approved here)

    FRN 179810

    • [FCA CF] Client dealing (4 May 2021 to 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (4 May 2021 to 28 Jun 2024)
  • Isio Wealth Planning Limited (no longer approved here)

    FRN 460880

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.