Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
    • [FCA CF] Client dealing (since 23 Mar 2021)
  • John Eames Limited (no longer approved here)

    FRN 173076

    • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (22 Feb 2017 to 16 Oct 2017)
  • Nsure Financial Services Limited (no longer approved here)

    FRN 176557

    • CF30 Customer (26 Aug 2015 to 19 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.