Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westminster Wealth Management LLP
FRN 490519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
- [FCA CF] Client dealing (since 23 Mar 2021)
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- CF30 Customer (30 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (22 Feb 2017 to 16 Oct 2017)
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- CF30 Customer (26 Aug 2015 to 19 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.