John Eames Limited

• Principal Place of Business

  John Eames Limited

  44-46 Fleet Street

  London

  City Of London

  EC4Y 1BP

  UNITED KINGDOM

  Phone

  +4402072423336

• Complaints Contact

  First Floor

  44-46 Mitre House

  Fleet Street

  London

  Greater London

  EC4Y 1BP

  UNITED KINGDOM

  Phone

  +4402072423336

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anne Darshinie Ratnam

  IRN ADR01097

  • CF30 Customer (11 Feb 2008 to 29 Aug 2017)
• Bernard Sharkey

  IRN BXS00006

  • CF21 Investment Adviser (23 Feb 2006 to 3 Aug 2007)
• Christopher Masley

  IRN CDM01053

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
• David Pelster

  IRN DXP00014

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2025)
  • [FCA CF] Client dealing (since 14 Aug 2025)
  • SMF16 Compliance Oversight (since 12 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2024)
  • SMF3 Executive Director (since 12 Apr 2024)
• Janet van der Hoven

  IRN JXV13055

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)
• John Stanley Eames

  IRN JSE00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Mar 2026)
  • SMF3 Executive Director (9 Dec 2019 to 5 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Mar 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Sep 2008)
• John Stevens

  IRN JXS00010

  • CF1 Director (1 Dec 2001 to 11 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2004)
• Kevin Steven Tooze

  IRN KST00001

  • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)
• Luke Bramall

  IRN LXB00430

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)
• Nigel Keith Wilson

  IRN NKW00004

  • CF1 Director (1 Dec 2001 to 11 Mar 2004)

No changes recorded yet.