Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMBER RIVER CHANCERY LTD
FRN 196671
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 5 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
- Responsible for Insurance Distribution (since 12 Apr 2024)
- SMF16 Compliance Oversight (since 12 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2024)
- SMF3 Executive Director (since 12 Apr 2024)
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John Eames Limited
FRN 173076
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2025)
- [FCA CF] Client dealing (since 14 Aug 2025)
- SMF16 Compliance Oversight (since 12 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2024)
- SMF3 Executive Director (since 12 Apr 2024)
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H B CRANFIELD WEALTH MANAGEMENT LTD.
FRN 429496
- SMF3 Executive Director (since 12 Apr 2024)
- SMF16 Compliance Oversight (since 12 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
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