H B CRANFIELD WEALTH MANAGEMENT LTD.

Date authorised
1 April 2013
Companies House
05329477
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Neil Ross Ltd
    Mitre House 44-46
    Fleet Street
    London
    City Of London
    EC4Y 1BN
    UNITED KINGDOM
    Phone
    +4401798872323

  • Complaints Contact

    H B Cranfield Wealth Management Ltd
    44 Fleet Street
    London
    City Of London
    EC4Y 1BP
    UNITED KINGDOM
    Phone
    +4401798872323

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Hancock

    IRN AJH00017

    • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • David Pelster

    IRN DXP00014

    • SMF3 Executive Director (since 12 Apr 2024)
    • SMF16 Compliance Oversight (since 12 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2024)
  • Francesca Sonja Karen Stewart

    IRN FSS00001

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF24 Pension Transfer Specialist (16 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
  • Garry Hillier

    IRN GJH00010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (16 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 May 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2005 to 8 Dec 2019)
    • CF1 Director (16 May 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 May 2005 to 31 Mar 2009)
    • CF3 Chief Executive (16 May 2005 to 8 Dec 2019)
  • Gary Busby

    IRN GXB00075

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 May 2005 to 30 Sep 2018)
    • CF1 Director (16 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
  • Glyn Clifford White

    IRN GCW00001

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • James Robert Cunningham

    IRN JRC01267

    • CF30 Customer (17 Jan 2013 to 31 Dec 2018)
  • John Trevor Neighbour

    IRN JTN00001

    • CF21 Investment Adviser (19 May 2005 to 23 Dec 2005)
    • CF24 Pension Transfer Specialist (19 May 2005 to 23 Dec 2005)
  • Kim Caroline Calvert

    IRN KCD00002

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (19 May 2005 to 31 Oct 2007)
  • Paul Cullen

    IRN PPC01019

    • SMF3 Executive Director (since 16 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.