Garry Hillier

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMBER RIVER CHANCERY LTD

    FRN 196671

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 5 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
  • H B CRANFIELD WEALTH MANAGEMENT LTD.

    FRN 429496

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2005 to 8 Dec 2019)
    • CF1 Director (16 May 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (16 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (16 May 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 May 2005 to 31 Mar 2009)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF21 Investment Adviser (22 Sep 2004 to 15 Oct 2004)
    • CF1 Director (18 May 2004 to 15 Oct 2004)
    • CF22 Investment Adviser (Trainee) (18 May 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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