Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pepperstone Limited (no longer approved here)

    FRN 684312

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Feb 2025)
    • CF1 Director (2 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2017 to 8 Dec 2019)
  • EC MARKETS GROUP LTD (no longer approved here)

    FRN 571881

    • CF10a CASS Oversight function (16 Dec 2016 to 28 Apr 2017)
    • CF10 Compliance Oversight (31 Dec 2015 to 28 Apr 2017)
    • CF11 Money Laundering Reporting (31 Dec 2015 to 28 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

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