Pepperstone Limited

• Principal Place of Business

  70 Gracechurch Street

  London

  EC3V 0HR

  UNITED KINGDOM

  Phone

  +448000465473

  Web

  https://www.pepperstone.com

• Complaints Contact

  70 Gracechurch Street

  London

  City Of London

  EC3V 0HR

  UNITED KINGDOM

  Phone

  +448000465473

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Yin

  IRN AXY01288

  • CF10a CASS Oversight function (31 Oct 2017 to 5 Jun 2018)
• Iain Stuart Rogers

  IRN ISR01012

  • CF1 Director (19 Jul 2017 to 30 Jan 2019)
  • CF3 Chief Executive (19 Jul 2017 to 30 Jan 2019)
• Johann Francois Coetzer

  IRN JXC00677

  • [FCA CF] CASS oversight function (1 Jul 2021 to 3 Feb 2026)
• Joseph Davenport

  IRN JXD02360

  • CF2 Non Executive Director (3 Nov 2015 to 1 Mar 2018)
• Juliette Alison Rivett

  IRN JAS01490

  • CF10a CASS Oversight function (17 Jul 2018 to 25 Oct 2018)
• Marc Boever

  IRN MXB00647

  • [FCA CF] Client dealing (since 29 Apr 2020)
• Martin Robert Couper

  IRN MRC01181

  • SMF3 Executive Director (since 28 Apr 2026)
• Michael Anthony Leek

  IRN MXL00831

  • [FCA CF] CASS oversight function (since 3 Feb 2026)
• Mohammed Tayeb

  IRN MXT01942

  • CF10a CASS Oversight function (5 Aug 2015 to 11 Jan 2017)
  • CF11 Money Laundering Reporting (5 Aug 2015 to 11 Jan 2017)
  • CF3 Chief Executive (5 Aug 2015 to 11 Jan 2017)
  • CF1 Director (5 Aug 2015 to 11 Jan 2017)
  • CF10 Compliance Oversight (5 Aug 2015 to 11 Jan 2017)
• Omar Tayeb

  IRN OXT01085

  • CF1 Director (5 Aug 2015 to 3 Nov 2015)

No changes recorded yet.