Pepperstone Limited

Date authorised
5 August 2015
Companies House
08965105
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +448000465473
    Web
    https://www.pepperstone.com

  • Complaints Contact

    70 Gracechurch Street
    London
    City Of London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +448000465473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Owen Donald Kerr

    IRN ODK01007

    • CF2 Non Executive Director (3 Nov 2015 to 28 Jun 2017)
  • PHILLIP EDWARD HORNER

    IRN PEH01088

    • CF2 Non Executive Director (20 Jun 2017 to 2 Jan 2018)
  • Peter Dante Halloway-Churchill

    IRN PXB01526

    • CF11 Money Laundering Reporting (7 Oct 2016 to 10 Feb 2017)
    • CF1 Director (7 Oct 2016 to 10 Feb 2017)
    • CF3 Chief Executive (7 Oct 2016 to 10 Feb 2017)
    • CF10 Compliance Oversight (7 Oct 2016 to 10 Feb 2017)
  • Robert Alexander Bowen

    IRN RAB01284

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 May 2019 to 8 Dec 2019)
    • CF3 Chief Executive (2 May 2019 to 8 Dec 2019)
  • Savvakis Ioannou

    IRN SXI01017

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Feb 2025)
    • CF1 Director (2 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2017 to 8 Dec 2019)
  • Stephanie Jade Holmes

    IRN SJH01538

    • SMF16 Compliance Oversight (since 11 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2025)
  • Tamas Robert Szabo

    IRN TRS01028

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.