Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pepperstone Limited
FRN 684312
- SMF3 Executive Director (since 28 Apr 2026)
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- [FCA CF] Significant management (13 Dec 2022 to 31 Jul 2024)
- [FCA CF] Manager of certification employee (13 Dec 2022 to 31 Jul 2024)
- SMF3 Executive Director (13 Dec 2022 to 31 Jul 2024)
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- SMF3 Executive Director (9 Dec 2019 to 29 Apr 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
- CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
- CF1 Director (1 Feb 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Feb 2018 to 8 Dec 2019)
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- CF10 Compliance Oversight (1 Apr 2014 to 30 Dec 2015)
- CF11 Money Laundering Reporting (1 Apr 2014 to 30 Dec 2015)
- CF1 Director (1 Apr 2014 to 30 Dec 2015)
- CF10a CASS Oversight function (1 Apr 2014 to 30 Dec 2015)
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- CF10a CASS Oversight function (1 Mar 2013 to 9 Jan 2014)
- CF11 Money Laundering Reporting (1 Mar 2011 to 15 Oct 2012)
- CF10 Compliance Oversight (1 Mar 2011 to 15 Oct 2012)
- CF3 Chief Executive (10 Sep 2010 to 25 Jun 2012)
- CF1 Director (10 Sep 2010 to 25 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.