Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 28 Apr 2026)
  • Asset Capital Management UK Limited (no longer approved here)

    FRN 777162

    • [FCA CF] Significant management (13 Dec 2022 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (13 Dec 2022 to 31 Jul 2024)
    • SMF3 Executive Director (13 Dec 2022 to 31 Jul 2024)
  • Exinity UK Ltd (no longer approved here)

    FRN 777911

    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Feb 2018 to 8 Dec 2019)
  • KINSWORTH INVESTMENTS LTD (no longer approved here)

    FRN 605070

    • CF10 Compliance Oversight (1 Apr 2014 to 30 Dec 2015)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 30 Dec 2015)
    • CF1 Director (1 Apr 2014 to 30 Dec 2015)
    • CF10a CASS Oversight function (1 Apr 2014 to 30 Dec 2015)
  • FXPRO UK Limited (no longer approved here)

    FRN 509956

    • CF10a CASS Oversight function (1 Mar 2013 to 9 Jan 2014)
    • CF11 Money Laundering Reporting (1 Mar 2011 to 15 Oct 2012)
    • CF10 Compliance Oversight (1 Mar 2011 to 15 Oct 2012)
    • CF3 Chief Executive (10 Sep 2010 to 25 Jun 2012)
    • CF1 Director (10 Sep 2010 to 25 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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