Asset Capital Management UK Limited

• Principal Place of Business

  Epworth House Spaces Shoreditch

  25 City Road

  London

  EC1Y 1AA

  UNITED KINGDOM

  Phone

  +442036213100

  Web

  https://www.euro.capital

• Complaints Contact

  Epworth House Spaces Shoreditch

  25 City Road

  London

  EC1Y 1AA

  UNITED KINGDOM

  Phone

  +442036213100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Ajay Shankar Vasdev

  IRN ASV01027

  • 13. Giving personal recommendations on and dealing with derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF16 Compliance Oversight (since 15 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2021)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Mar 2021)
  • CF1 Director (7 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Dec 2017 to 8 Dec 2019)
• Martin Dennis Cornell

  IRN MDC01127

  • [FCA CF] Client dealing (1 Mar 2021 to 20 Jul 2021)
• Martin Robert Couper

  IRN MRC01181

  • [FCA CF] Significant management (13 Dec 2022 to 31 Jul 2024)
  • [FCA CF] Manager of certification employee (13 Dec 2022 to 31 Jul 2024)
  • SMF3 Executive Director (13 Dec 2022 to 31 Jul 2024)
• Michael George Armia Yanni

  IRN MGY01012

  • CF30 Customer (7 Dec 2017 to 5 Jan 2018)
• Yogeshwar Chander Vasdev

  IRN YCV01001

  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2021)
  • CF1 Director (7 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (7 Dec 2017 to 8 Dec 2019)

No changes recorded yet.