Sarah Bowles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruth Whitehead Associates

    FRN 474013

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
    • [FCA CF] Client dealing (since 8 Nov 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (4 Nov 2022 to 24 Feb 2023)
    • [FCA CF] Client dealing (4 Nov 2022 to 24 Feb 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (8 Feb 2022 to 14 Oct 2022)
    • CF30 Customer (4 Feb 2022 to 13 Oct 2022)
    • [FCA CF] Client dealing (22 Dec 2021 to 8 Feb 2022)
    • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 8 Feb 2022)
  • BURLINGTON ASSOCIATES LIMITED (no longer approved here)

    FRN 439731

    • CF30 Customer (1 Nov 2013 to 22 Mar 2017)
  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • CF30 Customer (1 Jun 2011 to 21 May 2012)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (8 Jul 2008 to 10 Nov 2009)
  • Bridge Independent Financial Services Ltd (no longer approved here)

    FRN 419765

    • Employed By (11 Jan 2005 to 9 Sep 2008)
  • Jane Hellier (no longer approved here)

    FRN 192611

    • (2)Employed By (17 Oct 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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