Sandy Winthrop Chen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Trust Bank Plc

    FRN 204570

    • SMF11 Chair of the Audit Committee (since 1 Oct 2019)
    • CF2 Non Executive Director (3 Nov 2015 to 6 Mar 2016)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (8 Nov 2011 to 7 Jun 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (13 Sep 2005 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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