Samuel John Back

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aventur Wealth Ltd

    FRN 968770

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (14 May 2021 to 4 Oct 2021)
    • [FCA CF] Functions requiring qualifications (14 May 2021 to 4 Oct 2021)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (14 May 2021 to 4 Oct 2021)
    • [FCA CF] Client dealing (14 May 2021 to 4 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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