Samuel Ian Goult

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aberdein Considine Wealth Limited

    FRN 1012486

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • SMF3 Executive Director (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (14 May 2018 to 18 Jan 2019)
  • DCF Financial Ltd (no longer approved here)

    FRN 649519

    • Employed By (14 May 2018 to 21 Jan 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (28 Mar 2018 to 18 Jan 2019)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (1 Nov 2007 to 5 Feb 2010)
    • CF26 Customer Trading (3 Oct 2007 to 31 Oct 2007)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF26 Customer Trading (19 Feb 2007 to 12 Jun 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (4 Feb 2002 to 4 Jun 2004)
    • CF26 Customer Trading (1 Dec 2001 to 4 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.