Samuel David Currie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
  • Kerr Henderson (Financial Services) Limited (no longer approved here)

    FRN 125322

    • SMF3 Executive Director (3 Apr 2020 to 7 Sep 2020)
    • [FCA CF] Client dealing (3 Feb 2020 to 9 Oct 2020)
    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 9 Oct 2020)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (9 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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