Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • [FCA CF] Material risk taker (1 Jan 2022 to 21 Feb 2025)
    • [FCA CF] Significant management (22 Apr 2021 to 21 Feb 2025)
  • Nanhua Financial (UK) Co Limited (no longer approved here)

    FRN 821609

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2021)
    • CF29 Significant management (10 Jun 2019 to 8 Dec 2019)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF29 Significant management (24 Jul 2013 to 25 Jan 2019)
    • CF20 Significant Mgt (Settlements) (26 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.