Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
- [FCA CF] Material risk taker (21 Feb 2023 to 6 Apr 2023)
- [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Apr 2023)
-
- [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
- [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Apr 2023)
- [FCA CF] Material risk taker (21 Feb 2023 to 6 Apr 2023)
-
- [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
-
- CF30 Customer (14 Jan 2015 to 6 Mar 2016)
-
- CF30 Customer (16 Dec 2010 to 17 May 2013)
-
- CF30 Customer (10 Nov 2008 to 19 Nov 2010)
-
- CF21 Investment Adviser (14 Jan 2005 to 16 Jun 2005)
-
- CF21 Investment Adviser (10 Feb 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 10 Feb 2003)
-
- CF21 Investment Adviser (10 Feb 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (31 May 2002 to 10 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.