Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
    • [FCA CF] Material risk taker (21 Feb 2023 to 6 Apr 2023)
    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Apr 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Apr 2023)
    • [FCA CF] Material risk taker (21 Feb 2023 to 6 Apr 2023)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jan 2015 to 6 Mar 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (16 Dec 2010 to 17 May 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Nov 2008 to 19 Nov 2010)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 16 Jun 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (10 Feb 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 10 Feb 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (10 Feb 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (31 May 2002 to 10 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.