Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (4 Apr 2023 to 31 Oct 2024)
    • [FCA CF] Client dealing (15 Nov 2022 to 31 Oct 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (12 Jul 2022 to 31 Oct 2024)
    • [FCA CF] Client dealing (4 Nov 2016 to 22 Jun 2020)
    • CF30 Customer (27 Jan 2015 to 6 Mar 2016)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [FCA CF] Client dealing (7 Jul 2020 to 4 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.