Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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African Alpha Investment Partners Limited
FRN 583119
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (11 Oct 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Oct 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Oct 2012 to 8 Dec 2019)
- CF30 Customer (11 Oct 2012 to 8 Dec 2019)
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- CF1 Director (AR) (20 Aug 2012 to 11 Oct 2012)
- CF30 Customer (20 Aug 2012 to 11 Oct 2012)
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- CF29 Significant management (12 Jun 2008 to 11 Nov 2009)
- CF30 Customer (1 Nov 2007 to 24 Nov 2010)
- CF21 Investment Adviser (22 Mar 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.