Sequoia Investment Management Company Limited

• Principal Place of Business

  4th Floor

  10 Lower Grosvenor Place

  London

  SW1W 0EN

  UNITED KINGDOM

  Phone

  +442070790480

  Web

  https://www.simcofunds.com

• Complaints Contact

  4th Floor

  10 Lower Grosvenor Place

  London

  SW1W 0EN

  UNITED KINGDOM

  Phone

  +442070790480

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adolf Kohnhorst

  IRN AXK01129

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2020)
  • CF10 Compliance Oversight (31 Mar 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 Mar 2014 to 8 Dec 2019)
  • CF1 Director (3 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2010 to 8 Dec 2019)
• Anurag Gupta

  IRN AXG02110

  • SMF16 Compliance Oversight (since 8 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jun 2021)
• Bradley James Koen

  IRN BJK01030

  • CF30 Customer (7 Sep 2012 to 11 Oct 2012)
  • CF1 Director (AR) (7 Sep 2012 to 11 Oct 2012)
• Charles Fox

  IRN CXF00192

  • [FCA CF] Client dealing (26 Oct 2021 to 19 Nov 2024)
• Christophe Achille Paul Michotte

  IRN CAM01278

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
• David Fussell

  IRN DXF00129

  • [FCA CF] Client dealing (8 Feb 2021 to 20 Aug 2025)
• Georgi Teofilov

  IRN GXT00115

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Gregory Wakefield Taylor

  IRN GWT01032

  • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2024)
  • CF1 Director (3 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2010 to 8 Dec 2019)
• Henry Tambetabi Tabe

  IRN HTT01004

  • CF1 Director (3 Dec 2010 to 7 Feb 2014)
  • CF30 Customer (3 Dec 2010 to 7 Feb 2014)
• Lindsay Sugimoto

  IRN LXS00239

  • [FCA CF] Client dealing (1 Oct 2020 to 25 Jun 2021)

• African Alpha Investment Partners Limited (no longer appointed)

  FRN 585963 · Appointed 7 Aug 2012 · Until 11 Oct 2012

No changes recorded yet.