Adolf Kohnhorst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sequoia Investment Management Company Limited

    FRN 516153

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2020)
    • CF10 Compliance Oversight (31 Mar 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2010 to 8 Dec 2019)
    • CF1 Director (3 Dec 2010 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (19 May 2010 to 3 Dec 2010)
    • CF1 Director (AR) (19 May 2010 to 3 Dec 2010)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (5 May 2003 to 1 Sep 2004)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.