African Alpha Investment Partners Limited

Date authorised
1 April 2013
Companies House
07538668
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 1 Killie House
    Chinnor Road
    Thame
    Oxfordshire
    OX9 3NU
    UNITED KINGDOM
    Phone
    +447770444828

  • Complaints Contact

    Suite 1 Killie House
    Chinnor Road
    Thame
    Oxfordshire
    OX9 3NU
    UNITED KINGDOM
    Phone
    +447770444828

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bradley James Koen

    IRN BJK01030

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (11 Oct 2012 to 8 Dec 2019)
    • CF1 Director (11 Oct 2012 to 8 Dec 2019)
  • Nicholas James Graham Martin

    IRN NJM01190

    • CF30 Customer (7 Feb 2013 to 29 Aug 2013)
  • Rupert James Boyd

    IRN RJB01211

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (11 Oct 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Oct 2012 to 8 Dec 2019)
    • CF1 Director (11 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.