Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF3 Executive Director (9 Dec 2019 to 12 Oct 2023)
- CF30 Customer (12 Nov 2018 to 8 Dec 2019)
- CF1 Director (12 Nov 2018 to 8 Dec 2019)
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Sarasin & Partners LLP
FRN 475111
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Sep 2016 to 8 Dec 2019)
- CF30 Customer (3 Nov 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Mar 2011)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.