Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2023)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
    • CF1 Director (12 Nov 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2011 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.