Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
  • Salt Rock Capital Partners LLP (no longer approved here)

    FRN 595316

    • CF4 Partner (3 Jun 2013 to 31 May 2015)
    • CF10 Compliance Oversight (3 Jun 2013 to 31 May 2015)
    • CF11 Money Laundering Reporting (3 Jun 2013 to 31 May 2015)
    • CF30 Customer (3 Jun 2013 to 31 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.