Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Edris

    IRN AXE00180

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Admas Mahdere

    IRN AXM01300

    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Adriaan Joubert

    IRN AXJ00364

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Adrian Paul Alan Sales

    IRN APS01114

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF11 Money Laundering Reporting (3 Nov 2006 to 31 Oct 2010)
    • CF10 Compliance Oversight (3 Nov 2006 to 31 Oct 2010)
    • CF1 Director (1 Sep 2006 to 8 Dec 2019)
    • CF15 Internal Audit (8 Apr 2004 to 3 Nov 2006)
    • CF13 Finance (20 Jan 2004 to 3 Nov 2006)
    • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
  • Ahmed Zaki Khan

    IRN AXK00586

    • [FCA CF] Client dealing (1 Jul 2020 to 3 Feb 2025)
  • Aimee Kish

    IRN AXK00585

    • [FCA CF] Client dealing (since 1 Dec 2021)
  • Aleksandra Joanna Binduga

    IRN AXB01145

    • [FCA CF] Client dealing (17 Jan 2022 to 31 Oct 2025)
  • Alexander Capozziello

    IRN AXC10514

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Jan 2019 to 13 May 2019)
  • Alexander David Bastin

    IRN ADB01182

    • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
    • CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
  • Alexander Guy Ingram

    IRN AGI01002

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.