Adrian Paul Alan Sales

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Albourne Partners Limited

    FRN 175725

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF11 Money Laundering Reporting (3 Nov 2006 to 31 Oct 2010)
    • CF10 Compliance Oversight (3 Nov 2006 to 31 Oct 2010)
    • CF1 Director (1 Sep 2006 to 8 Dec 2019)
    • CF15 Internal Audit (8 Apr 2004 to 3 Nov 2006)
    • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
    • CF13 Finance (20 Jan 2004 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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