Rosemary Harris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SIMF4 Chief Risk Function (7 Mar 2016 to 30 Jun 2017)
    • CF28 Systems and controls (13 Jul 2015 to 6 Mar 2016)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • CF28 Systems and controls (13 Jul 2015 to 30 Jun 2017)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • CF28 Systems and controls (13 Jul 2015 to 31 Dec 2015)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF28 Systems and controls (13 Jul 2015 to 30 Jun 2017)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • CF28 Systems and controls (13 Jul 2015 to 30 Jun 2017)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF28 Systems and controls (1 Jun 2013 to 30 Jun 2017)
    • CF29 Significant management (16 Apr 2012 to 3 Jun 2013)
    • CF10 Compliance Oversight (16 Apr 2012 to 18 Sep 2015)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF28 Systems and controls (1 Jun 2013 to 30 Jun 2017)
    • CF29 Significant management (16 Apr 2012 to 3 Jun 2013)
    • CF10 Compliance Oversight (16 Apr 2012 to 8 Dec 2015)
    • CF1 Director (16 Apr 2012 to 20 Jun 2013)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF1 Director (11 Aug 2011 to 29 Feb 2012)
    • CF28 Systems and controls (15 Apr 2009 to 25 May 2011)
    • CF11 Money Laundering Reporting (15 Apr 2009 to 25 May 2011)
    • CF10 Compliance Oversight (15 Apr 2009 to 25 May 2011)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF8 Apportionment and Oversight (20 May 2011 to 2 Feb 2012)
    • Responsible for Insurance Mediation (20 May 2011 to 2 Feb 2012)
    • CF3 Chief Executive (20 May 2011 to 2 Feb 2012)
    • CF1 Director (20 May 2011 to 29 Feb 2012)
    • CF28 Systems and controls (15 Apr 2009 to 20 May 2011)
    • CF11 Money Laundering Reporting (15 Apr 2009 to 20 May 2011)
    • CF10 Compliance Oversight (15 Apr 2009 to 20 May 2011)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF1 Director (20 May 2011 to 29 Feb 2012)
    • CF3 Chief Executive (20 May 2011 to 2 Feb 2012)
    • CF8 Apportionment and Oversight (20 May 2011 to 2 Feb 2012)
    • Responsible for Insurance Mediation (20 May 2011 to 2 Feb 2012)
    • CF10 Compliance Oversight (15 Apr 2009 to 20 May 2011)
    • CF11 Money Laundering Reporting (15 Apr 2009 to 20 May 2011)
    • CF28 Systems and controls (15 Apr 2009 to 20 May 2011)
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Recent activity

Updates to this individual's record on the FCA register.

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