Rosalind Elizabeth Mash

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF11 Money Laundering Reporting (4 May 2011 to 6 Jul 2012)
    • CF10 Compliance Oversight (4 May 2011 to 6 Jul 2012)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF10 Compliance Oversight (31 Jul 2009 to 6 Jul 2012)
    • CF11 Money Laundering Reporting (31 Jul 2009 to 6 Jul 2012)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF11 Money Laundering Reporting (23 May 2003 to 12 Sep 2003)
    • CF10 Compliance Oversight (23 May 2003 to 12 Sep 2003)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF10 Compliance Oversight (11 Jul 2002 to 28 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.