Roland James Spicer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2020)
    • CF1 Director (3 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (27 Mar 2008 to 8 Dec 2019)
  • Hill Oldridge Limited (no longer approved here)

    FRN 150321

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (4 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 May 2005 to 4 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.