Roger David James Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TURNER POPE INVESTMENTS (TPI) LTD
FRN 739104
- [FCA CF] Client dealing (since 4 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
- CF30 Customer (16 Nov 2016 to 8 Dec 2019)
Tavira Financial Limited (no longer approved here)
FRN 462001
- [FCA CF] Client dealing (23 Mar 2023 to 3 Mar 2025)
- CF30 Customer (4 Jun 2009 to 7 Jan 2013)
Pello Capital Limited (no longer approved here)
FRN 449720
- CF30 Customer (2 Apr 2015 to 29 Jun 2016)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (4 Feb 2013 to 8 Dec 2019)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (1 Nov 2007 to 29 May 2009)
- CF21 Investment Adviser (29 Sep 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.