Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF1 Director (7 Sep 2009 to 31 Jul 2013)
    • CF29 Significant management (1 Nov 2007 to 7 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2007 to 31 Oct 2007)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • CF1 Director (8 Oct 2008 to 28 Feb 2014)
    • Responsible for Insurance Mediation (8 Oct 2008 to 28 Feb 2014)
    • CF29 Significant management (1 Nov 2007 to 8 Oct 2008)
    • CF1 Director (AR) (1 Oct 2007 to 28 Feb 2014)
    • CF17 Significant Mgt (Other Business Operations) (1 Oct 2007 to 31 Oct 2007)
  • Soteria Insurance Limited (no longer approved here)

    FRN 435022

    • Responsible for Insurance Mediation (8 Oct 2008 to 19 Jun 2013)
    • CF1 Director (8 Oct 2008 to 19 Jun 2013)
    • CF29 Significant management (1 Nov 2007 to 8 Oct 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Oct 2007 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF2 Non Executive Director (7 Mar 2007 to 3 Jul 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF2 Non Executive Director (7 Mar 2007 to 3 Jul 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.