Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (15 Dec 2005 to 31 Mar 2009)
- CF4 Partner (15 Dec 2005 to 8 Dec 2019)
- CF3 Chief Executive (15 Dec 2005 to 2 Jul 2018)
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- [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (16 Sep 2011 to 8 Dec 2019)
- CF3 Chief Executive (16 Sep 2011 to 2 Jul 2018)
- CF4 Partner (16 Sep 2011 to 8 Dec 2019)
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- [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF3 Chief Executive (5 Nov 2013 to 2 Jul 2018)
- CF4 Partner (5 Nov 2013 to 8 Dec 2019)
- CF30 Customer (5 Nov 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.