Roderick George Morris

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of Baroda
FRN 204624
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2024)
- SMF16 Compliance Oversight (since 6 Nov 2024)
Bank Of Baroda (UK) Limited
FRN 768016
- SMF16 Compliance Oversight (since 6 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
Al Rayan Bank PLC (no longer approved here)
FRN 229148
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Oct 2019 to 2 Mar 2022)
National Bank of Kuwait (International) Plc (no longer approved here)
FRN 171532
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 5 Jul 2019)
- CF11 Money Laundering Reporting (23 Feb 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.