Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 17 Jul 2025)
    • SMF3 Executive Director (since 26 Jul 2023)
    • SMF16 Compliance Oversight (26 Jul 2023 to 18 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2023 to 3 Sep 2025)
    • SMF16 Compliance Oversight (since 26 Jul 2023)
    • SMF3 Executive Director (since 26 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2023 to 18 Jul 2025)
  • Lord Abbett (UK) Ltd. (no longer approved here)

    FRN 957140

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Aug 2022 to 28 Feb 2023)
    • SMF16 Compliance Oversight (1 Aug 2022 to 28 Feb 2023)
  • Sculptor Capital Management Europe Limited (no longer approved here)

    FRN 190662

    • CF10 Compliance Oversight (3 Aug 2006 to 30 Mar 2009)
    • CF11 Money Laundering Reporting (3 Aug 2006 to 30 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.