Lord Abbett (UK) Ltd.

Date authorised
1 August 2022
Companies House
10804287
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David DSouza

    IRN ADD01081

    • SMF3 Executive Director (since 1 Aug 2022)
  • Christopher Boylan

    IRN CXB00767

    • SMF16 Compliance Oversight (5 Jun 2023 to 1 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2023 to 1 Feb 2024)
  • Colin Leong

    IRN CXL00103

    • SMF3 Executive Director (since 27 Jun 2025)
  • Francis V. Paone

    IRN FXP00010

    • SMF3 Executive Director (1 Aug 2022 to 11 Jul 2025)
  • Jennifer Christine Karam

    IRN JXK08747

    • SMF3 Executive Director (since 1 Aug 2022)
  • Robin Petrie Cotterill

    IRN RPC01057

    • SMF16 Compliance Oversight (1 Aug 2022 to 28 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Aug 2022 to 28 Feb 2023)
  • Tanguy Le Ker

    IRN TXL00253

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2024)
    • SMF16 Compliance Oversight (since 1 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.