Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBROOK INVESTORS LIMITED
FRN 825344
- [FCA CF] Client dealing (since 12 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (21 Oct 2019 to 8 Dec 2019)
- CF1 Director (21 Oct 2019 to 8 Dec 2019)
- CF30 Customer (21 Oct 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (31 May 2019 to 8 Dec 2019)
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- CF30 Customer (22 Aug 2017 to 18 Oct 2019)
- CF1 Director (AR) (22 Aug 2017 to 18 Oct 2019)
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- CF30 Customer (27 Nov 2014 to 15 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.