Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (21 Oct 2019 to 8 Dec 2019)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 May 2019 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (22 Aug 2017 to 18 Oct 2019)
    • CF1 Director (AR) (22 Aug 2017 to 18 Oct 2019)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF30 Customer (27 Nov 2014 to 15 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.