ARBROOK INVESTORS LIMITED

Date authorised
21 October 2019
Companies House
10833414
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Fairway Close
    Esher
    KT10 0DJ
    UNITED KINGDOM
    Phone
    +442033144132
    Web
    https://www.arbrookinvestors.com

  • Complaints Contact

    6 Fairway Close
    Esher
    KT10 0DJ
    UNITED KINGDOM
    Phone
    +442033144132

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  • Stockbroking

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caitriona Chawke

    IRN CXC01943

    • [FCA CF] Client dealing (since 28 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (21 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Oct 2019 to 8 Dec 2019)
  • George Ian Anthony Dennis

    IRN GXD12626

    • [FCA CF] Client dealing (since 28 Apr 2022)
    • CF30 Customer (21 Oct 2019 to 8 Dec 2019)
  • Matthew John Bond

    IRN MJB01531

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Oct 2020)
  • Robin John Milway

    IRN RJM01495

    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 May 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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