Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF2 Non Executive Director (5 Jul 2017 to 8 Dec 2017)
-
- CF10 Compliance Oversight (11 Jul 2008 to 1 Nov 2011)
- CF28 Systems and controls (1 Nov 2007 to 1 Nov 2011)
- CF30 Customer (1 Nov 2007 to 1 Nov 2011)
- CF13 Finance (6 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (24 Feb 2005 to 31 Oct 2007)
- CF27 Investment Management (22 Nov 2004 to 31 Oct 2007)
- CF4 Partner (22 Nov 2004 to 29 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.