Date authorised
1 April 2013
Companies House
OC309046
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Barnham Broom
    Honingham Road
    Barnham Broom
    Norwich
    Norfolk
    NR9 4DD
    UNITED KINGDOM
    Phone
    +4401603757523
  • Complaints Contact

    Barnham Broom Hotel & Country Club
    Honingham Road
    Barnham Broom
    Norwich
    Norfolk
    NR9 4DD
    UNITED KINGDOM
    Phone
    +4401603757519

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Caledinian Heritable Investemnts Limited

    IRN XXC01016

    • CF4 Partner (22 Nov 2004 to 21 Jul 2009)
  • . Cogent Elliott Ltd

    IRN XXC01111

    • SMF27 Partner (9 Dec 2019 to 15 Jun 2023)
    • CF4 Partner (5 Aug 2008 to 8 Dec 2019)
  • . Daveney Limited

    IRN XXD01015

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Nov 2004 to 8 Dec 2019)
  • Allan Gilmour Thom

    IRN AGT01035

    • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
    • CF21 Investment Adviser (24 Oct 2005 to 31 Oct 2007)
  • Anthony David Brampton

    IRN ADB01087

    • CF30 Customer (21 May 2014 to 20 May 2019)
    • CF4 Partner (21 May 2014 to 20 May 2019)
  • Anthony Jonathan Weir Powell

    IRN AJP01248

    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (13 Dec 2011 to 20 Aug 2018)
    • CF10 Compliance Oversight (13 Dec 2011 to 13 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
    • CF27 Investment Management (18 Feb 2005 to 31 Oct 2007)
    • CF4 Partner (22 Nov 2004 to 8 Dec 2019)
  • Anthony Nigel Russel Rudd

    IRN ANR01011

    • CF4 Partner (22 Nov 2004 to 29 Jul 2013)
  • Charles Anthony Crick

    IRN CAC01086

    • CF4 Partner (15 Jun 2005 to 29 Jul 2013)
    • CF23 Corporate Finance Adviser (15 Jun 2005 to 29 Aug 2007)
  • Christopher David Outram

    IRN CDO01014

    • CF4 Partner (10 Dec 2007 to 15 Mar 2018)
  • Colin Herbert Bothway

    IRN CHB01055

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Nov 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.