Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (13 Dec 2011 to 20 Aug 2018)
    • CF10 Compliance Oversight (13 Dec 2011 to 13 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
    • CF27 Investment Management (18 Feb 2005 to 31 Oct 2007)
    • CF4 Partner (22 Nov 2004 to 8 Dec 2019)
  • Ludgate Investments Limited (no longer approved here)

    FRN 194783

    • CF11 Money Laundering Reporting (19 Aug 2004 to 4 Nov 2004)
    • CF10 Compliance Oversight (19 Aug 2004 to 4 Nov 2004)
    • CF2 Non Executive Director (24 Apr 2003 to 23 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.