Date authorised
3 August 2015
Companies House
SC496181
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Quest Corporate
    8 Walker Street
    Edinburgh
    Edinburgh, City Of
    EH3 7LA
    UNITED KINGDOM
    Phone
    +441312256488
  • Complaints Contact

    Quest Corporate
    8 Walker Street
    Edinburgh
    Edinburgh, City Of
    EH3 7LA
    UNITED KINGDOM
    Phone
    +441312256488

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Harkness

    IRN AXH01340

    • CF1 Director (11 Sep 2015 to 29 Feb 2016)
    • CF30 Customer (11 Sep 2015 to 29 Feb 2016)
  • DUNCAN DAVID THORBURN

    IRN DDT01008

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2020)
    • CF11 Money Laundering Reporting (18 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2018 to 8 Dec 2019)
  • Edward Charles Paul Sloan

    IRN ECS01055

    • CF30 Customer (3 Aug 2015 to 20 Dec 2017)
  • George Francis John Peto

    IRN GFP01019

    • CF30 Customer (3 Aug 2015 to 11 Aug 2017)
  • Graeme William Henry

    IRN GWH01080

    • CF30 Customer (17 Aug 2017 to 8 Dec 2019)
  • Ian Richard Leigh

    IRN IRL01006

    • CF1 Director (AR) (1 Aug 2017 to 28 Feb 2018)
    • CF30 Customer (1 Aug 2017 to 28 Feb 2018)
  • James Derek Scott Carnegie

    IRN JDC01221

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
    • CF1 Director (9 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • Marcus Noble

    IRN MXN01877

    • SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
    • CF1 Director (9 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • Robert Archibald

    IRN RXA01126

    • CF1 Director (3 Aug 2015 to 14 Feb 2017)
    • CF3 Chief Executive (3 Aug 2015 to 14 Feb 2017)
    • CF30 Customer (3 Aug 2015 to 14 Feb 2017)
  • Robert William Finlayson

    IRN RWF01036

    • CF2 Non Executive Director (5 Jul 2017 to 8 Dec 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.