Quest Corporate Finance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Stephen Liston Lindsay Paterson
IRN SLP01084
- SMF16 Compliance Oversight (since 21 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jan 2021)
- SMF3 Executive Director (since 21 Jan 2021)
- CF30 Customer (31 Jul 2017 to 8 Dec 2019)
Stuart Mitchell
IRN SXM04182
- SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
- CF1 Director (9 Aug 2017 to 8 Dec 2019)
- CF30 Customer (9 Aug 2017 to 8 Dec 2019)
Thomas William John Nimmo
IRN TWN01006
- CF1 Director (3 Aug 2015 to 13 Jun 2018)
- CF10 Compliance Oversight (3 Aug 2015 to 18 Apr 2018)
- CF11 Money Laundering Reporting (3 Aug 2015 to 18 Apr 2018)
- CF30 Customer (3 Aug 2015 to 13 Jun 2018)

Smaller firms operating under this firm's FCA authorisation.

Marcus Noble
FRN 972840 · Appointed 25 Mar 2022
Greenwood Way Capital Limited (no longer appointed)
FRN 770447 · Appointed 27 Jan 2017 · Until 3 Apr 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.