Robert Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Partners Wealth Management LLP (no longer approved here)
FRN 442303
- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
- CF30 Customer (28 May 2013 to 8 Dec 2019)
Generation Financial Services Ltd (no longer approved here)
FRN 498748
- CF30 Customer (23 Apr 2010 to 29 Jul 2013)
Place Campbell TrinityBridge Limited (no longer approved here)
FRN 218893
- (20)Employed By (12 Jan 2006 to 16 Apr 2010)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)

Updates to this individual's record on the FCA register.

12 hours ago
controlled function added: (20)Employed By at Place Campbell TrinityBridge Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.